January

• Decision n° 2017-10 of 10 January 2019 against WESTERN UNION PAYMENT SERVICES IRELAND LIMITED (reprimand and fine of EUR 1 million)





 
•  

July

• Sanctions Committee Decision n° 2017-01 of 26 July 2018 regarding CNP Assurances (insurance company - anti-money laundering and counter-terrorist financing)

March

• Sanctions Committee Decision n° 2017-08 of 22 March 2018 regarding "credit institution B” (credit institution - counter-terrorist financing)

July

• Sanctions Committee Decision N°2016-07 of 19 July 2017 regarding SOCIETE GENERALE

May

• Sanctions Committee Decision N° 2016-06 of 12 May 2017 regarding BNP Paribas

April

• Sanctions Committee Decision N° 2016-04 of 28 April 2017 regarding La Banque Postale

July

• Sanctions Committee Decision N° 2015-10 of 29 July 2016 regarding the French subsidiary of the Luxembourg company SKANDIA LIFE S.A (anti-money laundering and counter-terrorist financing)
• Sanctions Committee decision n°2015-11 of 19 July 2016 regarding CREPA (provident institution – governance rules)
• Sanctions Committee decision n°2015-07 of 4 July 2016 regarding QUICK CHANGE (anti-money laundering and counter terrorist financing – money changer)

May

• Sanctions Committee decision n°2013-04 of 19 May 2016 regarding SOCIETE GENERALE (right to a basic bank account)

April

• Sanctions Committee decision n°2015-06 of 29 April 2016 regarding ISBANK Paris (anti-money laundering and counter terrorist financing – non-compliance with a formal notice)
• Sanctions Committee decision n°2015-05 of 14 April 2016 regarding UFIFRANCE PATRIMOINE (insurance intermediary – ability to carry on business)

March

• Sanctions Committee decision - Procedures n°2015-02 and n°2015-03 of 11 March 2016 (rules of governance and functioning of mutual insurance companies)

November

• Decision 2015-04 of 18 November 2015 against Ms. Maria Alice Vilar da Lomba Meneses (cleared)

October

• Decision 2014-10 of 16 October 2015 against TICKET SURF INTERNATIONAL (protection of funds collected in exchange for issuing electronic money and anti-money laundering and counter-terrorist financing arrangements)

July

• Decision 2014-07 of 24 July 2015 against GENERALI VIE (anti-money laundering and counter-terrorist financing arrangements)
• Decision 2014-11 of 20 July 2015 against VAILLANCE COURTAGE (non-compliance with requirements in respect of pre-contractual information and advice)

June

• Decision 2014-09 of 25 June 2015 against GROUPAMA GAN VIE (life insurance policies not paid out – obligation to identify deceased policyholders – non-compliance with a cease-and-desist order)
• Decision 2014-08 of 19 June 2015 against Mutuelle d’Ivry – La Fraternelle (anti-money laundering and counter-terrorist financing arrangements)

May

• Decision 2015-01 of 21 May 2015 against Ambition des frères SARL and its manager, Mr Akash Arif (anti-money laundering and counter-terrorist financing arrangements)

February

• Decision 2014-05 of 26 February 2015 against CARDS OFF SA (capital)
• Decision 2014-03 of 24 February 2015 against COMPAGNIE NANTAISE D'ASSURANCES MARITIMES ET TERRESTRES (non-compliance with Article L.322-2-2 of the Insurance Code and non-compliance with a cease-and-desist order)
• Decision 2013-07 of 11 February 2015 against State BANK OF INDIA (internal control)

January

• Decision 2013-06 of 26 January 2015 against BANK OF AFRICA (anti-money laundering and counter-terrorist financing arrangements)

December

• Decision 2014-06 of 22 December 2014 against SOCIETE D’EXPLOITATION OR ET CHANGE (anti-money laundering and counter-terrorist financing arrangements)
• Decision 2014-01 of 19 December 2014 against ALLIANZ VIE (life insurance policies not paid out)

October

• Decision 2013-05 of 31 October 2014 against CNP ASSURANCES (life insurance policies not paid out)

July

• Decision 2014-04 of 25 July 2014 against AQOBA EP (dropping of disciplinary proceedings)
• Decision 2014-02 of 17 July 2014 against Mr X, Chairman of company A (insurance intermediation – fitness and properness condition)

April

• Decision 2013-03 bis of 7 April 2014 against CARDIF ASSURANCE VIE (life insurance policies not paid out)

March

• Decision 2013-02 of 19 March 2014 against ARKEON FINANCE (compliance with regulatory minimum capital requirements)

December

• Decision 2012-08 of 2 December 2013 against BANQUE CHAÂBI DU MAROC (anti-money laundering and counter-terrorist financing arrangements and internal control)

November

• Decision 2013-01 of 25 November 2013 against Caisse d’épargne et de prévoyance du Languedoc-Roussillon (anti-money laundering and counter-terrorist financing arrangements)

The appeal by CELR against this decision has been rejected by the Conseil d’Etat

July

• Decision 2012-09 of 3 July 2013 against Le CREDIT LYONNAIS (right to a bank account)

June

• Decision 2012-03 of 25 June 2013 against UBS (France) SA (compliance risk)
• Decision 2012-07 of 18 June 2013 against ARCA PATRIMOINE (compliance with requirements in respect of pre-contractual information and advice)

March

• Decision 2012-06 of 1 March 2013 against TUNISIAN FOREIGN BANK (internal control and accounting arrangements)

February

• Decision 2012-05 of 5 February 2013 against AUXILIAIRE PARISIENNE DE SERVICES FINANCIERS (anti-money laundering and counter-terrorist financing arrangements)

January

• Decision 2012-04 and 2014-04 bis of 10 January 2013 against BANQUE POPULAIRE COTE D'AZUR (anti-money laundering and counter-terrorist financing arrangements and internal control)

December

• Decision 2012-02 of 12 December 2012 against brokerage firm Innocent Assurances SARL, Mr Jean-Claude Innocent and Mrs Marie Odette Innocent

(conditions of doing business as an insurance intermediary, compliance with requirements in relation to pre-contractual information and advice)

• Decision 2012-01 of 12 December 2012 against ASSYA CCOMPAGNIE FINANCIERE, which later became Global Equities Compagnie financière (compliance with regulatory capital requirements)

November

• Decision 2011-03 of 27 November 2012 against BANK TEJARAT PARIS, Mr Mohammad Mahdian and Mr Hossein Fazeli

(compliance with regulations on the freezing of assets and economic resources and restrictive measures; anti-money laundering and counter-terrorist financing arrangements)

October

• Decision 2011-02 of 24 October 2012 (warning and EUR 500,000 fine; decision in which the institution was not publicly named)

June

• Decision 2011-01 of 29 June 2012 against BANQUE POPULAIRE DES ALPES (anti-money laundering and counter-terrorist financing arrangements and internal control)