12/01/2018 | EBA/GL/2017/17 | Guidelines on the security measures for operational and security risks of payment services under Directive (EU) 2015/2366 (PSD2) | Payment services | PSD2 article 95 | pending |
27/07/2017 | EBA/GL/2017/10 | Guidelines on major incident reporting under Directive (EU) 2015/2366 (PSD2) | Payment services | PSD2 article 96(3) | pending |
11/07/2017 | EBA/GL/2017/09 | Guidelines under Directive (EU) 2015/2366 (PSD2) on the information to be provided for the authorisation of payment institutions and e-money institutions and for the registration of account information service providers | Payment services | PSD2 article 5(5) | pending |
12/09/2017 | EBA/GL/2017/08 | Guidelines on the criteria on how to stipulate the minimum monetary amount of the professional indemnity insurance under PSD2 | Payment services | PSD2 article 5(4) | pending |
11/05/2017 | EBA/GL/2017/05 | Guidelines on ICT Risk Assessment under the SREP | SREP under Pillar 2 | Initiative propre de l'EBA | pending |
11/01/2017 | REC/2017/01 | Recommendation amending EBA/Rec/2015/02 on the equivalence of confidentiality regimes | Supervision | CRD article 116 | pending |
20/09/2017 | EBA/GL/2017/06 | Guidelines on credit institutions’ credit risk management practices and accounting for expected credit losses | Accounting and auditing | Initiative propre de l'EBA | pending |
| 05/04/2017 | EBA/GL/2017/02 | Guidelines concerning the interrelationship between the BRRD sequence of writedown and conversion and CRR/CRD (treatment of liabilities in bail-in) | Résolution | BRRD article 48 à venir | pending |
| 05/04/2017 | EBA/GL/2017/03 | Guidelines on rate conversion of debt to equity | Résolution | BRRD articles 45-4, 47, 50 | pending |
| 05/04/2017 | EBA/GL/2017/04 | Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instruments | Résolution | BRRD article 50 à venir | pending |
| 03/11/2016 | EBA/GL/2016/ | Final report on guidelines on ICAAP and ILAAP information collected for SREP purposes | SREP / Pillar 2 | Own initiative
| Internal documentation |
| 11/10/2016 | 10EBA/GL/2016/09
| Guidelines on corrections to modified duration for debt instruments | Market risk | CRR article 340(3) | Instructions methods for calculating prudential ratios (2.4.4.4.1.) |
| 03/10/2016 | EBA/GL/2016/08 | Guidelines on implicit support for securitisation transactions | Securitisation | CRR article 248-2 | Instruction methods for calculating prudential ratios |
| 28/09/2016 | EBA/GL/2016/07 | Guidelines on the application of the definition of default under Article 178 of Regulation (EU) No 575/2013 | Models / Credit risks | CRR article 178-7 | Pending |
| 26/07/2016 | EBA/GL/2016/05 | Guidelines on communication between competent authorities supervising credit institutions and the statutory auditor(s) and the audit firms(s) carrying out the statutory audit of credit institutions | Auditing and accounting | Regulation No 537/2014 Article 12(2) | Handbook on ACPR – Auditors relations |
| 27/06/2016 | EBA/GL/2015/22 | Guidelines On Sound Remuneration Policies | Remuneration | CRDIV articles 74 and 75 | Partial compliance – ACPR instructions |
| 08/06/2016 | EBA/GL/2016/02 | Guidelines On Cooperation Between Deposit Guarantee Schemes | Deposit Guarantee Schemes | DGSD article 14-5 | Internal documentation |
| 03/06/2016 | EBA/GL/2015/20 | Guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) of Regulation (EU) No 575/2013 | Shadow banking | CRR article 395-2 | ACPR position 2016-P01 |
| 19/05/2016 | EBA/GL/2015/21 | Final Guidelines on the minimum criteria to be fulfilled by a business reorganisation plan | Resolution | BRRD article 52-12/13 | Pending |
| 19/04/2016 | EBA/GL/2016/03 | Guidelines on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU | Resolution | BRRD article 84-7 | Compliant |
| 29/02/2016 | EBA/GL/2016/01 | Revised guidelines on the further specification of the indicators of global systemic importance and their disclosure | Global Systemic Institutions | BCRDIV article 131-3 | Pending |
| 16/10/2015 | EBA/GL/2015/16 | Guidelines On The Application Of Simplified Obligations | Resolution | BRRD article 4 | Internal documentation about resolution |
| 22/09/2015 | EBA/GL/2015/10 | Guidelines on methods for calculating contributions to deposit guarantee schemes | Resolution | DGSD article 13-3 | Decision Supervisory College n° 2016-C-51 of 10 october 2016 |
| 11/09/2015 | EBA/GL/2015/09 | Guidelines on payment commitments under Directive 2014/49/EU on deposit guarantee schemes | Resolution | DGSD article 10-3 | Partial compliance with the Decree of October 27, 2015, related to financial resources of the deposit guarantee schemes funds |
| 11/09/2015 | EBA/REC/2015/01 | Final report on recommendations on the equivalence of confidentiality regimes | Colleges of supervisors | CRDIV article 116 | Internal documentation about information exchanges with third countries’ authorities |
| 19/08/2015 | EBA/GL/2015/12 | EBA Guidelines on arrears and foreclosure | Consumers protection | MCD article 28 | Decree of November 5, 2014, approving the Charter for financial inclusion and prevention of over-indebtedness |
| 07/08/2015 | EBA/GL/2015/04 | Guidelines on the effectiveness of the sale of business tool | Resolution | BRRD article 39-4 | Internal documentation about resolution |
| 07/08/2015 | EBA/GL/2015/05 | Guidelines on the asset separation tool | Resolution | BRRD article 42-14 | Internal documentation about resolution |
| 06/08/2015 | EBA/GL/2015/07 | Guidelines on the interpretation of the different circumstances when an institution shall be considered as failing or likely to fail under Article 32(6) of Directive 2014/59/EU | Resolution | BRRD article 32-6 | Pending |
| 06/08/2015 | EBA/GL/2015/06 | Guidelines on the minimum list of services and facilities | Resolution | BRRD article 65-5 | Pending |
| 09/07/2015 | EBA/GL/2015/17 | Gl Specifying The Conditions For Group Financial Support | Supervision | BRRD article 23 | Pending |
| 05/06/2015 | EBA/GL/2015/02 | Guidelines on recovery plan indicators | Supervision | BRRD article 9-2 | Pending |
| 22/05/2015 | EBA/GL/2015/08 | Guidelines on the management of interest rate risk arising from non-trading activities | Interest rate risk | CRD IV article 98-5 | Internal documentation about management of interest rate risk
Instructions methods for calculating prudential ratios (Chap. 7) |
| 08/05/2015 | EBA/GL/2015/03 | Guidelines on triggers for use of early intervention measures | Resolution | BRRD article 27-4 | Internal documentation about resolution |
| 18/03/2015 | EBA/GL/2015/01 | Final report on guidelines on national provisional lists of the most representative services | Consumers protection | PAD article 3-2 | Pending |
| 23/12/2014 | EBA/GL/2014/14 | Guidelines on materiality, proprietary and confidentiality and on disclosure frequency under articles 432(1), 432(2) and 433 of regulation (eu) no 575/2013 | Transparency and Pillar 3 | CRR articles 432 et 433 | Pending |
| 22/12/2014 | JC/GL/2014/01 | Joint guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates | Conglomerates | FICOD article 11 | Internal documentation about the supervision of financial conglomerates |
| 19/12/2014 | EBA/GL/2014/13 | Guidelines on common procedures and methodologies for SREP | Pillar 2 | CRD IV article 107 | Internal documentation about prudential supervision and evaluation |
| 19/12/2014 | EBA/GL/2014/11 | Guidelines on the specification of measures to reduce or remove impediments to resolvability and the circumstances in which each measure may be applied under Directive 2014/59/EU | Resolution | BRRD article 17-8 | Internal documentation about resolution |
| 19/12/2014 | EBA/GL/2014/12 | Guidelines on measures to reduce or remove impediments to resolvability | Consumers protection | DSP article 10 | Pending |
| 16/12/2014 | EBA/GL/2014/10 | Guidelines On the criteria to determine the conditions of application of Article 131(3) of Directive 2013/36/EU (CRD) in relation to the assessment of other systemically important institutions (O-SIIs) | Global Systemic Institutions | CRDIV article 131-3 | Decree of September 11, 2015, amending the Decree of November 3, 2014, on own funds buffers for banking services providers and investment firms other than asset management companies |
| 22/09/2014 | EBA/GL/2014/09 | Guidelines on tests, reviews or exercises that may lead to support measures | Resolution | BRRD article 32-4 | Internal documentation about resolution |
| 18/07/2014 | EBA/GL/2014/06 | Guidelines on the range of scenarios to be used in recovery plans | Supervision | BRRD article 5 | Pending |
| 16/07/2014 | EBA/GL/2014/07 | Guidelines on the data collection exercise regarding high earners | Remuneration | CRD IV article 75-3 | Instruction n°2014-I-13 on high-earners data collection |
| 16/07/2014 | EBA/GL/2014/08 | Guidelines on the remuneration benchmarking exercise | Remuneration | CRD IV article 78-6 | Decree of November 3, 2014, on prudential surveillance process and risks assessment |
| 07/07/2014 | EBA/GL/2014/05 | Guidelines on significant risk transfer for securitisation | Securitisation | CRR articles 243 et 244 | Instructions methods for calculating prudential ratios (2.4.2.2) |
| 27/06/2014 | EBA/GL/2014/03 | Guidelines on disclosure of encumbered and unencumbered assets | Transparency and Pillar 3 | CRR article 443 | Decree of December 19, 2014, on disclosure of encumbered assets |
| 19/06/2014 | EBA/GL/2014/04 | Guidelines on harmonised definitions and templates for funding plans of credit institutions under recommendation A4 of ESRB/2012/2 | Liquidity | Recommandation A4 du CERS/2012/2 | instruction ACPR 2017-I-19 of 22/11/2017 |
| 13/06/2014 | JC/2014/43 | Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Consumers protection | Regulation N° 1093/2010 and 1095/2010 | ACPR recommendation on complaints-handling of February 26, 2015 |
| 05/06/2014 | EBA/GL/2014/02 | Guidelines on disclosure of indicators of global systemic importance | Own funds | CRD IV article 131-3 | Decree of December 19, 2014, on the requirement to disclose global systemic measurement indicators |
| 27/03/2014 | EBA/GL/2014/01 | Guidelines on the applicable notional discount rate for variable remuneration | Remuneration | CRD IV article 94-1 | Decree of November 3, 2014, on internal supervision of firms subjected to ACPR supervision |
| 29/01/2014 | EBA/REC/2014/01 | EBA recommendation on the use of legal entity identifier (LEI) | Reporting | N/A | Instruction n°2013-I-16 on communication to ACPR of the international identifier “legal entity identifier” by institutions subject to said instruction |
| 06/12/2013 | EBA/GL/2013/01 | Guidelines on retail deposits subject to different outflows for purposes of liquidity reporting under Regulation (EU) No 575/2013, on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Capital Requirements Regulation – CRR) | Liquidity | CRR article 421-3 | Position of ACPR on the implementation of the guidelines |
| 16/05/2012 | EBA/GL/2012/02 | EBA Guidelines on Stressed Value At Risk (Stressed VaR) | Market risk | CRR article 365-2 | Instructions on calculation of prudential ratios (2.4.4.5.4.) |
| 16/05/2012 | EBA/GL/2012/03 | EBA Guidelines on the Incremental Default and Migration Risk Charge (IRC) | Market risk | CRR article 372 | Instructions on calculation of prudential ratios (2.4.4.5.4.) |
| 27/09/2011 | GL 44 | EBA Guidelines on Internal Governance | Governance | CRD article 22 | Article 511.41 Monetary and Financial Code |
| 31/12/2010 | EBA/GL/2010 | Guidelines on the management of operational risks in market activities | Operational risk | CRD II article 122 | Instructions on calculation of prudential ratios (2.4.5) |
| 30/11/2010 | EBA/GL/2010 | Revised Guidelines on the recognition of External Credit Assessment Institutions | External Credit Assessment Institutions | CRD II articles 81 et 97 | Instructions on calculation of prudential ratios (Annex C) |
| 22/12/2009 | EBA/GL/2009 | Guidelines on operational risk mitigation techniques | Operational risk | CRD II | Instructions on calculation of prudential ratios (2.4.5) |
| 11/12/2009 | EBA/GL/2009 | Guidelines on the implementation of the revised large exposures regime | Large exposures | CRD II | Decree of August 25, 2010, amending various regulatory provisions on the supervision of credit institutions |
