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EBA Guidance table

Publication dateReferenceObjectTopicSourceFrench implementation
05/04/2017EBA/GL/2017/02Guidelines concerning the interrelationship between the BRRD sequence of writedown and conversion and CRR/CRD (treatment of liabilities in bail-in)RésolutionBRRD article 48 à venirpending
05/04/2017EBA/GL/2017/03Guidelines on rate conversion of debt to equity RésolutionBRRD articles 45-4, 47, 50pending
05/04/2017EBA/GL/2017/04Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instrumentsRésolutionBRRD article 50 à venirpending
03/11/2016EBA/GL/2016/Final report on guidelines on ICAAP and ILAAP information collected for SREP purposesSREP / Pillar 2Own initiative
Internal documentation 
Guidelines on corrections to modified duration for debt instrumentsMarket riskCRR article 340(3)Instructions methods for calculating prudential ratios (
03/10/2016EBA/GL/2016/08Guidelines on implicit support for securitisation transactionsSecuritisationCRR article 248-2Instruction methods for calculating prudential ratios
28/09/2016EBA/GL/2016/07Guidelines on the application of the definition of default under Article 178 of Regulation (EU) No 575/2013Models / Credit risksCRR article 178-7Pending
26/07/2016EBA/GL/2016/05Guidelines on communication between competent authorities supervising credit institutions and the statutory auditor(s) and the audit firms(s) carrying out the statutory audit of credit institutionsAuditing and accountingRegulation No 537/2014 Article 12(2)Handbook on ACPR – Auditors relations
27/06/2016EBA/GL/2015/22Guidelines On Sound Remuneration PoliciesRemunerationCRDIV articles 74 and 75Partial compliance – ACPR instructions
08/06/2016EBA/GL/2016/02Guidelines On Cooperation Between Deposit Guarantee SchemesDeposit Guarantee SchemesDGSD article 14-5Internal documentation
03/06/2016EBA/GL/2015/20Guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) of Regulation (EU) No 575/2013Shadow bankingCRR article 395-2ACPR position 2016-P01
19/05/2016EBA/GL/2015/21Final Guidelines on the minimum criteria to be fulfilled by a business reorganisation planResolutionBRRD article 52-12/13Pending
19/04/2016EBA/GL/2016/03Guidelines on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EUResolutionBRRD article 84-7Compliant
29/02/2016EBA/GL/2016/01Revised guidelines on the further specification of the indicators of global systemic importance and their disclosureGlobal Systemic InstitutionsBCRDIV article 131-3Pending
16/10/2015EBA/GL/2015/16Guidelines On The Application Of Simplified ObligationsResolutionBRRD article 4Internal documentation about resolution
22/09/2015EBA/GL/2015/10Guidelines on methods for calculating contributions to deposit guarantee schemesResolutionDGSD article 13-3 Decision Supervisory College n° 2016-C-51 of 10 october 2016
11/09/2015EBA/GL/2015/09Guidelines on payment commitments under Directive 2014/49/EU on deposit guarantee schemesResolutionDGSD article 10-3Partial compliance with the Decree of October 27, 2015, related to financial resources of the deposit guarantee schemes funds
11/09/2015EBA/REC/2015/01Final report on recommendations on the equivalence of confidentiality regimesColleges of supervisorsCRDIV article 116Internal documentation about information exchanges with third countries’ authorities
19/08/2015EBA/GL/2015/12EBA Guidelines on arrears and foreclosureConsumers protectionMCD article 28Decree of November 5, 2014, approving the Charter for financial inclusion and prevention of over-indebtedness
07/08/2015EBA/GL/2015/04Guidelines on the effectiveness of the sale of business toolResolutionBRRD article 39-4Internal documentation about resolution
07/08/2015EBA/GL/2015/05Guidelines on the asset separation toolResolutionBRRD article 42-14Internal documentation about resolution
06/08/2015EBA/GL/2015/07Guidelines on the interpretation of the different circumstances when an institution shall be considered as failing or likely to fail under Article 32(6) of Directive 2014/59/EUResolutionBRRD article 32-6Pending
06/08/2015EBA/GL/2015/06Guidelines on the minimum list of services and facilitiesResolutionBRRD article 65-5Pending
09/07/2015EBA/GL/2015/17Gl Specifying The Conditions For Group Financial SupportSupervisionBRRD article 23Pending
05/06/2015EBA/GL/2015/02Guidelines on recovery plan indicatorsSupervisionBRRD article 9-2Pending
22/05/2015EBA/GL/2015/08Guidelines on the management of interest rate risk arising from non-trading activitiesInterest rate riskCRD IV article 98-5

Internal documentation about management of interest rate risk

Instructions methods for calculating prudential ratios (Chap. 7)

08/05/2015EBA/GL/2015/03Guidelines on triggers for use of early intervention measuresResolutionBRRD article 27-4Internal documentation about resolution
18/03/2015EBA/GL/2015/01Final report on guidelines on national provisional lists of the most representative servicesConsumers protectionPAD article 3-2Pending
23/12/2014EBA/GL/2014/14Guidelines on materiality, proprietary and confidentiality and on disclosure frequency under articles 432(1), 432(2) and 433 of regulation (eu) no 575/2013Transparency and Pillar 3CRR articles 432 et 433Pending
22/12/2014JC/GL/2014/01Joint guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomeratesConglomeratesFICOD article 11Internal documentation about the supervision of financial conglomerates
19/12/2014EBA/GL/2014/13Guidelines on common procedures and methodologies for SREPPillar 2CRD IV article 107Internal documentation about prudential supervision and evaluation
19/12/2014EBA/GL/2014/11Guidelines on the specification of measures to reduce or remove impediments to resolvability and the circumstances in which each measure may be applied under Directive 2014/59/EUResolutionBRRD  article 17-8Internal documentation about resolution
19/12/2014EBA/GL/2014/12Guidelines on measures to reduce or remove impediments to resolvabilityConsumers protectionDSP article 10Pending
16/12/2014EBA/GL/2014/10Guidelines On the criteria to determine the conditions of application of Article 131(3) of Directive 2013/36/EU (CRD) in relation to the assessment of other systemically important institutions (O-SIIs)Global Systemic InstitutionsCRDIV article 131-3Decree of September 11, 2015, amending the Decree of November 3, 2014, on own funds buffers for banking services providers and investment firms other than asset management companies
22/09/2014EBA/GL/2014/09Guidelines on tests, reviews or exercises that may lead to support measuresResolutionBRRD article 32-4Internal documentation about resolution
18/07/2014EBA/GL/2014/06Guidelines on the range of scenarios to be used in recovery plansSupervisionBRRD article 5Pending
16/07/2014EBA/GL/2014/07Guidelines on the data collection exercise regarding high earnersRemunerationCRD IV article 75-3Instruction n°2014-I-13 on high-earners data collection
16/07/2014EBA/GL/2014/08Guidelines on the remuneration benchmarking exerciseRemunerationCRD IV article 78-6Decree of November 3, 2014, on prudential surveillance process and risks assessment
07/07/2014EBA/GL/2014/05Guidelines on significant risk transfer for securitisationSecuritisationCRR articles 243 et 244Instructions methods for calculating prudential ratios (
27/06/2014EBA/GL/2014/03Guidelines on disclosure of encumbered and unencumbered assetsTransparency and Pillar 3CRR article 443Decree of December 19, 2014, on disclosure of encumbered assets
19/06/2014EBA/GL/2014/04Guidelines on harmonised definitions and templates for funding plans of credit institutions under recommendation A4 of ESRB/2012/2LiquidityRecommandation A4 du CERS/2012/2instruction ACPR 2017-I-19 of 22/11/2017
13/06/2014JC/2014/43Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectorsConsumers protectionRegulation N° 1093/2010 and 1095/2010ACPR recommendation on complaints-handling of February 26, 2015
05/06/2014EBA/GL/2014/02Guidelines on disclosure of indicators of global systemic importanceOwn fundsCRD IV article 131-3Decree of December 19, 2014, on the requirement to disclose global systemic measurement indicators
27/03/2014EBA/GL/2014/01Guidelines on the applicable notional discount rate for variable remunerationRemunerationCRD IV article 94-1Decree of November 3, 2014, on internal supervision of firms subjected to ACPR supervision
29/01/2014EBA/REC/2014/01EBA recommendation on the use of legal entity identifier (LEI)ReportingN/AInstruction n°2013-I-16 on communication to ACPR of the international identifier “legal entity identifier” by institutions subject to said instruction
06/12/2013EBA/GL/2013/01Guidelines on retail deposits subject to different outflows for purposes of liquidity reporting under Regulation (EU) No 575/2013, on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Capital Requirements Regulation – CRR)LiquidityCRR article 421-3Position of ACPR on the implementation of the guidelines
16/05/2012EBA/GL/2012/02EBA Guidelines on Stressed Value At Risk (Stressed VaR)Market riskCRR article 365-2Instructions on calculation of prudential ratios (
16/05/2012EBA/GL/2012/03EBA Guidelines on the Incremental Default and Migration Risk Charge (IRC)Market riskCRR article 372Instructions on calculation of prudential ratios (
27/09/2011GL 44EBA Guidelines on Internal GovernanceGovernanceCRD article 22Article 511.41 Monetary and Financial Code
31/12/2010EBA/GL/2010Guidelines on the management of operational risks in market activitiesOperational riskCRD II article 122Instructions on calculation of prudential ratios (2.4.5)
30/11/2010EBA/GL/2010Revised Guidelines on the recognition of External Credit Assessment InstitutionsExternal Credit Assessment Institutions   CRD II articles 81 et 97Instructions on calculation of prudential ratios (Annex C)
22/12/2009EBA/GL/2009Guidelines on operational risk mitigation techniquesOperational riskCRD IIInstructions on calculation of prudential ratios (2.4.5)
11/12/2009EBA/GL/2009Guidelines on the implementation of the revised large exposures regimeLarge exposuresCRD IIDecree of August 25, 2010, amending various regulatory provisions on the supervision of credit institutions

Updated on: 11/29/2017 15:39