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EBA Guidance table

Publication dateReferenceObjectTopicSourceFrench implementation



Guidelines on the security measures for operational and security risks of payment services under Directive (EU) 2015/2366 (PSD2)

Payment services

PSD2 article 95




Guidelines on major incident reporting under Directive (EU) 2015/2366 (PSD2)

Payment services

PSD2 article 96(3)




Guidelines under Directive (EU) 2015/2366 (PSD2) on the information to be provided for the authorisation of payment institutions and e-money institutions and for the registration of account information service providers

Payment services

PSD2 article 5(5)




Guidelines on the criteria on how to stipulate the minimum monetary amount of the professional indemnity insurance under PSD2

Payment services

PSD2 article 5(4)




Guidelines on ICT Risk Assessment under the SREP

SREP under Pillar 2

Initiative propre de l'EBA




Recommendation amending EBA/Rec/2015/02 on the equivalence of confidentiality regimes


CRD article 116




Guidelines on credit institutions’ credit risk management practices and accounting for expected credit losses

Accounting and auditing

Initiative propre de l'EBA


05/04/2017EBA/GL/2017/02Guidelines concerning the interrelationship between the BRRD sequence of writedown and conversion and CRR/CRD (treatment of liabilities in bail-in)RésolutionBRRD article 48 à venirpending
05/04/2017EBA/GL/2017/03Guidelines on rate conversion of debt to equity RésolutionBRRD articles 45-4, 47, 50pending
05/04/2017EBA/GL/2017/04Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instrumentsRésolutionBRRD article 50 à venirpending
03/11/2016EBA/GL/2016/Final report on guidelines on ICAAP and ILAAP information collected for SREP purposesSREP / Pillar 2Own initiative
Internal documentation 
Guidelines on corrections to modified duration for debt instrumentsMarket riskCRR article 340(3)Instructions methods for calculating prudential ratios (
03/10/2016EBA/GL/2016/08Guidelines on implicit support for securitisation transactionsSecuritisationCRR article 248-2Instruction methods for calculating prudential ratios
28/09/2016EBA/GL/2016/07Guidelines on the application of the definition of default under Article 178 of Regulation (EU) No 575/2013Models / Credit risksCRR article 178-7Pending
26/07/2016EBA/GL/2016/05Guidelines on communication between competent authorities supervising credit institutions and the statutory auditor(s) and the audit firms(s) carrying out the statutory audit of credit institutionsAuditing and accountingRegulation No 537/2014 Article 12(2)Handbook on ACPR – Auditors relations
27/06/2016EBA/GL/2015/22Guidelines On Sound Remuneration PoliciesRemunerationCRDIV articles 74 and 75Partial compliance – ACPR instructions
08/06/2016EBA/GL/2016/02Guidelines On Cooperation Between Deposit Guarantee SchemesDeposit Guarantee SchemesDGSD article 14-5Internal documentation
03/06/2016EBA/GL/2015/20Guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) of Regulation (EU) No 575/2013Shadow bankingCRR article 395-2ACPR position 2016-P01
19/05/2016EBA/GL/2015/21Final Guidelines on the minimum criteria to be fulfilled by a business reorganisation planResolutionBRRD article 52-12/13Pending
19/04/2016EBA/GL/2016/03Guidelines on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EUResolutionBRRD article 84-7Compliant
29/02/2016EBA/GL/2016/01Revised guidelines on the further specification of the indicators of global systemic importance and their disclosureGlobal Systemic InstitutionsBCRDIV article 131-3Pending
16/10/2015EBA/GL/2015/16Guidelines On The Application Of Simplified ObligationsResolutionBRRD article 4Internal documentation about resolution
22/09/2015EBA/GL/2015/10Guidelines on methods for calculating contributions to deposit guarantee schemesResolutionDGSD article 13-3 Decision Supervisory College n° 2016-C-51 of 10 october 2016
11/09/2015EBA/GL/2015/09Guidelines on payment commitments under Directive 2014/49/EU on deposit guarantee schemesResolutionDGSD article 10-3Partial compliance with the Decree of October 27, 2015, related to financial resources of the deposit guarantee schemes funds
11/09/2015EBA/REC/2015/01Final report on recommendations on the equivalence of confidentiality regimesColleges of supervisorsCRDIV article 116Internal documentation about information exchanges with third countries’ authorities
19/08/2015EBA/GL/2015/12EBA Guidelines on arrears and foreclosureConsumers protectionMCD article 28Decree of November 5, 2014, approving the Charter for financial inclusion and prevention of over-indebtedness
07/08/2015EBA/GL/2015/04Guidelines on the effectiveness of the sale of business toolResolutionBRRD article 39-4Internal documentation about resolution
07/08/2015EBA/GL/2015/05Guidelines on the asset separation toolResolutionBRRD article 42-14Internal documentation about resolution
06/08/2015EBA/GL/2015/07Guidelines on the interpretation of the different circumstances when an institution shall be considered as failing or likely to fail under Article 32(6) of Directive 2014/59/EUResolutionBRRD article 32-6Pending
06/08/2015EBA/GL/2015/06Guidelines on the minimum list of services and facilitiesResolutionBRRD article 65-5Pending
09/07/2015EBA/GL/2015/17Gl Specifying The Conditions For Group Financial SupportSupervisionBRRD article 23Pending
05/06/2015EBA/GL/2015/02Guidelines on recovery plan indicatorsSupervisionBRRD article 9-2Pending
22/05/2015EBA/GL/2015/08Guidelines on the management of interest rate risk arising from non-trading activitiesInterest rate riskCRD IV article 98-5

Internal documentation about management of interest rate risk

Instructions methods for calculating prudential ratios (Chap. 7)

08/05/2015EBA/GL/2015/03Guidelines on triggers for use of early intervention measuresResolutionBRRD article 27-4Internal documentation about resolution
18/03/2015EBA/GL/2015/01Final report on guidelines on national provisional lists of the most representative servicesConsumers protectionPAD article 3-2Pending
23/12/2014EBA/GL/2014/14Guidelines on materiality, proprietary and confidentiality and on disclosure frequency under articles 432(1), 432(2) and 433 of regulation (eu) no 575/2013Transparency and Pillar 3CRR articles 432 et 433Pending
22/12/2014JC/GL/2014/01Joint guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomeratesConglomeratesFICOD article 11Internal documentation about the supervision of financial conglomerates
19/12/2014EBA/GL/2014/13Guidelines on common procedures and methodologies for SREPPillar 2CRD IV article 107Internal documentation about prudential supervision and evaluation
19/12/2014EBA/GL/2014/11Guidelines on the specification of measures to reduce or remove impediments to resolvability and the circumstances in which each measure may be applied under Directive 2014/59/EUResolutionBRRD  article 17-8Internal documentation about resolution
19/12/2014EBA/GL/2014/12Guidelines on measures to reduce or remove impediments to resolvabilityConsumers protectionDSP article 10Pending
16/12/2014EBA/GL/2014/10Guidelines On the criteria to determine the conditions of application of Article 131(3) of Directive 2013/36/EU (CRD) in relation to the assessment of other systemically important institutions (O-SIIs)Global Systemic InstitutionsCRDIV article 131-3Decree of September 11, 2015, amending the Decree of November 3, 2014, on own funds buffers for banking services providers and investment firms other than asset management companies
22/09/2014EBA/GL/2014/09Guidelines on tests, reviews or exercises that may lead to support measuresResolutionBRRD article 32-4Internal documentation about resolution
18/07/2014EBA/GL/2014/06Guidelines on the range of scenarios to be used in recovery plansSupervisionBRRD article 5Pending
16/07/2014EBA/GL/2014/07Guidelines on the data collection exercise regarding high earnersRemunerationCRD IV article 75-3Instruction n°2014-I-13 on high-earners data collection
16/07/2014EBA/GL/2014/08Guidelines on the remuneration benchmarking exerciseRemunerationCRD IV article 78-6Decree of November 3, 2014, on prudential surveillance process and risks assessment
07/07/2014EBA/GL/2014/05Guidelines on significant risk transfer for securitisationSecuritisationCRR articles 243 et 244Instructions methods for calculating prudential ratios (
27/06/2014EBA/GL/2014/03Guidelines on disclosure of encumbered and unencumbered assetsTransparency and Pillar 3CRR article 443Decree of December 19, 2014, on disclosure of encumbered assets
19/06/2014EBA/GL/2014/04Guidelines on harmonised definitions and templates for funding plans of credit institutions under recommendation A4 of ESRB/2012/2LiquidityRecommandation A4 du CERS/2012/2instruction ACPR 2017-I-19 of 22/11/2017
13/06/2014JC/2014/43Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectorsConsumers protectionRegulation N° 1093/2010 and 1095/2010ACPR recommendation on complaints-handling of February 26, 2015
05/06/2014EBA/GL/2014/02Guidelines on disclosure of indicators of global systemic importanceOwn fundsCRD IV article 131-3Decree of December 19, 2014, on the requirement to disclose global systemic measurement indicators
27/03/2014EBA/GL/2014/01Guidelines on the applicable notional discount rate for variable remunerationRemunerationCRD IV article 94-1Decree of November 3, 2014, on internal supervision of firms subjected to ACPR supervision
29/01/2014EBA/REC/2014/01EBA recommendation on the use of legal entity identifier (LEI)ReportingN/AInstruction n°2013-I-16 on communication to ACPR of the international identifier “legal entity identifier” by institutions subject to said instruction
06/12/2013EBA/GL/2013/01Guidelines on retail deposits subject to different outflows for purposes of liquidity reporting under Regulation (EU) No 575/2013, on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Capital Requirements Regulation – CRR)LiquidityCRR article 421-3Position of ACPR on the implementation of the guidelines
16/05/2012EBA/GL/2012/02EBA Guidelines on Stressed Value At Risk (Stressed VaR)Market riskCRR article 365-2Instructions on calculation of prudential ratios (
16/05/2012EBA/GL/2012/03EBA Guidelines on the Incremental Default and Migration Risk Charge (IRC)Market riskCRR article 372Instructions on calculation of prudential ratios (
27/09/2011GL 44EBA Guidelines on Internal GovernanceGovernanceCRD article 22Article 511.41 Monetary and Financial Code
31/12/2010EBA/GL/2010Guidelines on the management of operational risks in market activitiesOperational riskCRD II article 122Instructions on calculation of prudential ratios (2.4.5)
30/11/2010EBA/GL/2010Revised Guidelines on the recognition of External Credit Assessment InstitutionsExternal Credit Assessment Institutions   CRD II articles 81 et 97Instructions on calculation of prudential ratios (Annex C)
22/12/2009EBA/GL/2009Guidelines on operational risk mitigation techniquesOperational riskCRD IIInstructions on calculation of prudential ratios (2.4.5)
11/12/2009EBA/GL/2009Guidelines on the implementation of the revised large exposures regimeLarge exposuresCRD IIDecree of August 25, 2010, amending various regulatory provisions on the supervision of credit institutions

Updated on: 06/07/2018 15:08